Audit checklist form 2015-16

AUDIT CHECKLIST FORM 2015-16

Please complete the AUDITEE column of this form and

return it together with your audit submission

Note that a copy of this form (including the auditor’s comments on the next page) will be sent

back to the auditee as part of the feedback at the end of the audit cycle

CPD year: 1 April 2015 – 30 March 2016	AUDITEE Please tick if enclosed	AUDITOR Delete as appropriate or insert figure
Full name of auditee:	Type your name here
Date of audit: May 2016
1.	Is there a copy of the Personal Details Form (Portfolio Section 1)? This form is automatically included when submitting through the online diary		Y / N
2.	Is there a copy of the Personal Development Plan covering the relevant CPD year (Portfolio Section 2 or alternative format)?		Y / N
3.	Has the PDP been agreed with an appraiser?		Y / N
4.	Is there a copy of the CPD log (Portfolio Section 3)? This form is automatically included when submitting through the online diary		Y / N
5.	Is there a copy of the CPD Annual Return (Portfolio Section 4)? This form is automatically included when submitting through the online diary		Y / N
6.	Number of credits claimed in CPD log
7.	Number of credits claimed in CPD annual return
8.	Is there a minimum of 50 credits claimed?	N / A	Y / N
9. (i)	Are all credits claimed supported by a reflective note?	N / A	Y / N
(ii)	Is there a maximum of 5 credits per reflective note?	N / A	Y / N
10.	Is there a minimum of 40 credits supported by a reflective note that has been assessed as ‘satisfactory’?	N / A	Y / N
11.	Is there a minimum of 25 credits explicitly cross-referenced to the PDP?	N / A	Y / N
12.	Overall is this submission satisfactory? [Minimum of 50 credits, all covered by a reflective note of 5 credits or less of which at least 40 credits have been assessed as ‘satisfactory’, a PDP covering the relevant CPD year of which a minimum of 25 credits must be directly related to and an annual return/log disparity of less than 10%]	N / A	Y / N

Comments from the auditor: Did submission meet minimum requirements? If no, why not? Other suggestions for further improvement of documentation
Secondary auditor’s comments Did submission meet minimum requirements? If no, why not? Other suggestions for further improvement of documentation
CPD Director’s comments if required:

A copy of this form (including the auditor’s comments) will be sent to the auditee as part of the feedback at the end of the audit cycle.

the end of the audit cycle.