Statutory Accounting Principles Working Group Maintenance Agenda Submission Form (стр. 2 )

Refer to SSAP No. 23, Foreign Currency Transactions and Translations, for accounting guidance related to foreign currency transactions and translations.

If a reporting entity has any detail lines reported for any of the following required categories or subcategories described in the Investment Schedules General Instructions, it shall report the subtotal amount of the corresponding category or subcategory, with the specified subtotal line number appearing in the same manner and location as the pre‑printed total or grand total line and number:

NOTE: See the Investment Schedules General Instructions for the following:

·  Category definitions for bonds and stocks.

·  Foreign column code list and matrix for determining code.

·  Code column list of codes and definitions for securities not under the exclusive control of the reporting entity.

·  Flow chart for determining the NAIC designation for structured securities.

·  List of stock exchange names and abbreviations.

Category Line Number

Bonds:

U. S. Governments

Issuer Obligations.................................................................................................................... 0199999

Residential Mortgage-Backed Securities.................................................................................... 0299999

Commercial Mortgage-Backed Securities.................................................................................. 0399999

Other Loan-Backed and Structured Securities............................................................................ 0499999

Subtotals – U. S. Governments.................................................................................................. 0599999

All Other Governments

Issuer Obligations................................................................................................................... 0699999

Residential Mortgage-Backed Securities.................................................................................... 0799999

Commercial Mortgage-Backed Securities.................................................................................. 0899999

Other Loan-Backed and Structured Securities............................................................................ 0999999

Subtotals – All Other Governments........................................................................................... 1099999

U. S. States, Territories and Possessions (Direct and Guaranteed)

Issuer Obligations.................................................................................................................... 1199999

Residential Mortgage-Backed Securities.................................................................................... 1299999

Commercial Mortgage-Backed Securities.................................................................................. 1399999

Other Loan-Backed and Structured Securities............................................................................ 1499999

Subtotals – U. S. States, Territories and Possessions (Direct and Guaranteed)............................ 1799999

U. S. Political Subdivisions of States, Territories and Possessions (Direct and Guaranteed)

Issuer Obligations................................................................................................................... 1899999

Residential Mortgage-Backed Securities.................................................................................... 1999999

Commercial Mortgage-Backed Securities.................................................................................. 2099999

Other Loan-Backed and Structured Securities............................................................................ 2199999

Subtotals – U. S. Political Subdivisions of States, Territories and Possessions

(Direct and Guaranteed)............................................................................................ 2499999

U. S. Special Revenue and Special Assessment Obligations and all Non‑Guaranteed

Obligations of Agencies and Authorities of Governments and Their Political Subdivisions

Issuer Obligations.................................................................................................................... 2599999

Residential Mortgage-Backed Securities.................................................................................... 2699999

Commercial Mortgage-Backed Securities.................................................................................. 2799999

Other Loan-Backed and Structured Securities............................................................................ 2899999

Subtotals – U. S. Special Revenue and Special Assessment Obligations and

all Non‑Guaranteed Obligations of Agencies and Authorities of Governments

and Their Political Subdivisions................................................................................. 3199999

Industrial and Miscellaneous (Unaffiliated)

Issuer Obligations.................................................................................................................... 3299999

Residential Mortgage-Backed Securities.................................................................................... 3399999

Commercial Mortgage-Backed Securities.................................................................................. 3499999

Other Loan-Backed and Structured Securities............................................................................ 3599999

Subtotals – Industrial and Miscellaneous (Unaffiliated)............................................................... 3899999

Hybrid Securities

Issuer Obligations.................................................................................................................... 4299999

Residential Mortgage-Backed Securities.................................................................................... 4399999

Commercial Mortgage-Backed Securities.................................................................................. 4499999

Other Loan-Backed and Structured Securities............................................................................ 4599999

Subtotals – Hybrid Securities.................................................................................................... 4899999

Parent, Subsidiaries and Affiliates

Issuer Obligations.................................................................................................................... 4999999

Residential Mortgage-Backed Securities.................................................................................... 5099999

Commercial Mortgage-Backed Securities.................................................................................. 5199999

Other Loan-Backed and Structured Securities............................................................................ 5299999

Subtotals – Parent, Subsidiaries and Affiliates.......................................................................... 5599999

SVO-Designated Securities

ETFs Approved for Reporting as a Schedule D Bond................................................................ 5899999

Class One Bond Mutual Funds Approved for Reporting as a Schedule D Bond........................... 5999999

Subtotals – SVO-Designated Securities.................................................................................... 6099999

Total Bonds

Subtotals – Issuer Obligations.................................................................................................. 7799999

Subtotals – Residential Mortgage-Backed Securities.................................................................. 7899999

Subtotals – Commercial Mortgage-Backed Securities................................................................ 7999999

Subtotals – Other Loan-Backed and Structured Securities.......................................................... 8099999

Subtotal – SVO-Designated Securities...................................................................................... 8199999

Subtotals – Total Bonds........................................................................................................... 8399999

List all bonds and certificates of deposit owned December 31, of current year, except bonds and certificates of deposit in banks or other similar financial institutions with maturity dates or repurchase dates under repurchase agreements of one year or less from the acquisition date. Exclude cash equivalents as described in SSAP No. 2, Cash, Drafts, and Short-term Investments, with original maturities of three months or less.