Statutory Accounting Principles Working Group Maintenance Agenda Submission Form (стр. 7 )

Residential Mortgage-Backed Securities.................................................................................... 0799999

Commercial Mortgage-Backed Securities.................................................................................. 0899999

Other Loan-Backed and Structured Securities............................................................................ 0999999

Subtotals – All Other Governments........................................................................................... 1099999

U. S. States, Territories and Possessions (Direct and Guaranteed)

Issuer Obligations.................................................................................................................... 1199999

Residential Mortgage-Backed Securities.................................................................................... 1299999

Commercial Mortgage-Backed Securities.................................................................................. 1399999

Other Loan-Backed and Structured Securities............................................................................ 1499999

Subtotals – U. S. States, Territories and Possessions (Direct and Guaranteed)............................ 1799999

U. S. Political Subdivisions of States, Territories and Possessions (Direct and Guaranteed)

Issuer Obligations................................................................................................................... 1899999

Residential Mortgage-Backed Securities.................................................................................... 1999999

Commercial Mortgage-Backed Securities.................................................................................. 2099999

Other Loan-Backed and Structured Securities............................................................................ 2199999

Subtotals – U. S. Political Subdivisions of States, Territories and Possessions

(Direct and Guaranteed)............................................................................................ 2499999

U. S. Special Revenue and Special Assessment Obligations and all Non‑Guaranteed

Obligations of Agencies and Authorities of Governments and Their Political Subdivisions

Issuer Obligations.................................................................................................................... 2599999

Residential Mortgage-Backed Securities.................................................................................... 2699999

Commercial Mortgage-Backed Securities.................................................................................. 2799999

Other Loan-Backed and Structured Securities............................................................................ 2899999

Subtotals – U. S. Special Revenue and Special Assessment Obligations and

all Non‑Guaranteed Obligations of Agencies and Authorities of Governments

and Their Political Subdivisions................................................................................. 3199999

Industrial and Miscellaneous (Unaffiliated)

Issuer Obligations.................................................................................................................... 3299999

Residential Mortgage-Backed Securities.................................................................................... 3399999

Commercial Mortgage-Backed Securities.................................................................................. 3499999

Other Loan-Backed and Structured Securities............................................................................ 3599999

Subtotals – Industrial and Miscellaneous (Unaffiliated)............................................................... 3899999

Hybrid Securities

Issuer Obligations.................................................................................................................... 4299999

Residential Mortgage-Backed Securities.................................................................................... 4399999

Commercial Mortgage-Backed Securities.................................................................................. 4499999

Other Loan-Backed and Structured Securities............................................................................ 4599999

Subtotals – Hybrid Securities.................................................................................................... 4899999

Parent, Subsidiaries and Affiliates

Issuer Obligations.................................................................................................................... 4999999

Residential Mortgage-Backed Securities.................................................................................... 5099999

Commercial Mortgage-Backed Securities.................................................................................. 5199999

Other Loan-Backed and Structured Securities............................................................................ 5299999

Subtotals – Parent, Subsidiaries and Affiliates.......................................................................... 5599999

Total Bonds

Subtotals – Issuer Obligations.................................................................................................. 7799999

Subtotals – Residential Mortgage-Backed Securities.................................................................. 7899999

Subtotals – Commercial Mortgage-Backed Securities................................................................ 7999999

Subtotals – Other Loan-Backed and Structured Securities.......................................................... 8099999

Subtotal – SVO-Designated Securities (From Schedule D-Part 1, Section 1)............................... 8199999

Subtotals – Total Bonds........................................................................................................... 8399999

List all bonds and certificates of deposit owned December 31, of current year, except bonds and certificates of deposit in banks or other similar financial institutions with maturity dates or repurchase dates under repurchase agreements of one year or less from the acquisition date. Exclude cash equivalents as described in SSAP No. 2, Cash, Drafts, and Short-term Investments, with original maturities of three months or less.

SCHEDULE D – PART 1, SECTION 1

SVO DESIGNATED SECURITIES OWNED DECEMBER 31 OF CURRENT YEAR

IncludesallClass One Bond Mutual Fund as listed in Part Six, Section 2(h) of the Purposes and Procedures Manual of the NAIC Investment Analysis Office and Exchange Traded Funds listed in Part Six, Section 2(i) of the Purposes and Procedures Manual of the NAIC Investment Analysis Office.

SVO-Designated Securities

ETFs Approved for Reporting as a Schedule D Bond................................................................ 5899999

Class One Bond Mutual Funds Approved for Reporting as a Schedule D Bond........................... 5999999

Subtotals – SVO-Designated Securities.................................................................................... 6099999

The security identifier reported (Column 1 for CUSIP, CINS, PPN or Column 33 for ISIN) must be the same as the identifier used when filing securities with the NAIC pursuant to the Purposes and Procedures Manual of the NAIC Investment Analysis Office instructions.

Column 1 – CUSIP Identification

CUSIP numbers for all purchased publicly issued securities are available from the broker’s confirmation or the certificate. For private placement securities, the NAIC has created a special number called a PPN to be assigned by the Standard and Poor’s CUSIP Bureau. For foreign securities, use a CINS that is assigned by the Standard and Poor’s CUSIP Bureau:www. /cusip/index. htm.

If no valid CUSIP, CINS or PPN number exists then report a valid ISIN (Column 33) security number. The CUSIP field should be zero-filled.

Column 2 – Description

For Class One Bond Mutual Funds and Exchange-Traded Funds, enter the complete name of the fund. As appropriate, the reporting entity is encouraged to use the same entry as for Column 31, Issuer.

Column 3 – Code

Enter “*” in this column for all Class One Bond Mutual Funds.

Enter “#” in this column for all Exchange Traded Funds.

If the security is a Class One Bond Mutual Fund, an Exchange Traded Fund, and is not under the exclusive control of the company, the “*”, “#”, “@”, “$” or “&” should appear first, immediately followed by the appropriate code (identified in the Investment Schedules General Instructions).