On Approval of Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets (стр. 5 )

Table continuation

Non-government Securities Transactions	Precious Metals Transactions	Other Transactions
Amount	Extent of Risk	Estimated Amount	Amount	Extent of Risk	Estimated Amount	Amount	Extent of Risk	Estimated Amount
	0,06			0,07			0,10
	0,08			0,07			0,12
	0,10			0,08			0,15
	х			х			х

Chief executive officer or person authorized to sign statement    __________________

(Surname, Name, Patronymic if any)    (Signature)

Chief Accountant    __________________

(Surname, Name, Patronymic if any)    (Signature)

Stamp

Explanatory notes to completion table:

Credit risk shall be calculated by means of multiplying of nominal contract value by ratios depending on period remaining from reporting date up to the value date.

Transactions with financial instruments not covered by any tabulated category shall be weighted on credit risk ratios specified under “Other Transactions” category.

Supplement 3 to Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets

__________________________________________________________

Name of Organization

Specific Interest Rate Risk

as of “____” ___________ 200__

(in KZT thous.)

No	Name	Amount	Specific Interest Rate Ratio (%)	Estimated Amount
1	Value of financial instruments with market risk concerned with remuneration rate change in terms of government securities of the Republic of Kazakhstan, government securities issued by central governments and central banks of foreign countries sovereign rating of which is at least “АА-“ from “Standard & Poor's” agency or rating of the same level form one of the other rating agencies		0
2	Value of financial instruments with market risk concerned with remuneration rate change with maturity less than six months in terms of government securities of the Republic of Kazakhstan issued by local executive bodies, government securities issued by central governments and central banks of foreign countries sovereign rating of which is at least “BBB-“ from “Standard & Poor's” agency or rating of the same level from one of the other rating agencies, securities of issued by international financial organizations included into official list of tender organizers of the Republic of Kazakhstan and organizers of tenders outside Kazakhstan Principal protected notes, not traded in organized securities market		0,25
3	Value of financial instruments with market risk concerned with remuneration rate change with maturity from six to twenty four months in terms of government securities of the Republic of Kazakhstan issued by local executive bodies, government securities issued by central governments and central banks of foreign countries sovereign rating of which is at least “BBB-“ from “Standard & Poor's” agency or rating of the same level from one of the other rating agencies, securities issued by international financial organizations, securitiesincluded into official list of tender organizers of the Republic of Kazakhstan and organizers of tenders outside Kazakhstan Principal protected notes, not traded in organized securities market		1
4	Value of financial instruments with market risk concerned with remuneration rate change with maturity over twenty four months in terms of government securities of the Republic of Kazakhstan issued by local executive bodies, government securities issued by central governments and central banks of foreign countries sovereign rating of which is at least “BBB-“ from “Standard & Poor's” agency or rating of the same level from one of the other rating agencies, securities issued by international financial organizations, securities included into official list of tender organizers of the Republic of Kazakhstan and organizers of tenders outside Kazakhstan Principal protected notes, not traded in organized securities market		1,6
5	Value of financial instruments with market risk concerned with remuneration rate change specified in sixth group of the supplement 1		8,00
Total Specific Risk		X