On Approval of Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets (стр. 7 )

Liability on misreceived amounts	Pension assets commission fees	Commission from investment income	Current value of “net” pension assets	Number of conventional units2	Value of one conventional unit of pension assets3	Investment income upon pension assets accrued per day
accrued	paid	accrued	paid
10	11	12	13	14	15	16	17	18

Average value of one conventional unit per (name of the month)

(digital notation of the year) ____ (3):

Nominal income ratio R2:

Chief executive officer or person authorized to sign statement    __________________

(Surname, Name, Patronymic if any)    (Signature)

Chief Accountant    __________________

(Surname, Name, Patronymic if any)    (Signature)

Stamp

 1 Remuneration (interest) paid by custodian bank on balance of investment account of the Fund.

2 Accurate to three decimal places.

3 Accurate to seven decimal places.

Supplement 6 to Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets

Information on Nominal Income Ratio

as of “___” ____________ 20 ___

_____________________________________________________

(Name of Organization)

_____________________________________________________

(Name of Accumulative Pension Fund)

Indexes
Average value of one conventional unit per [name of the month] [digital notation of the year]1
Nominal income ratio R2 (per 12 months):
Average value of one conventional unit per [name of the month] [digital notation of the year]2
Nominal income ratio R2 (per 36 months):
Average value of one conventional unit per [name of the month] [digital notation of the year]3
Nominal income ratio R2 (per 60 months):

Chief executive officer or person authorized to sign statement    __________________

(Surname, Name, Patronymic if any)    (Signature)

Chief Accountant    __________________

(Surname, Name, Patronymic if any)    (Signature)

Stamp

1 Shall be specified average value of one conventional unit twelve months ago.

2 Shall be specified average value of one conventional unit thirty six months ago.

3 Shall be specified average value of one conventional unit sixty months ago.

Supplement 7 to Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets

___________________________________________________________

Name of Organization

Funds Risk

as of “____” ___________ 200__

(in KZT thous.)

№	Name	Amount	Risk Ratio	Estimated Amount
1.	Stock balance sheet value of legal entities of the Republic of Kazakhstan having rating at least “ВВ-“ according to international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies, or rating at least “kzВВ-“ according to national scale of “Standard & Poor's” agency, less reserve for possible losses		0,08
2.	Stock balance sheet value of legal entities included into the first category of “shares’ sector of official list of stock exchange, less reserve for possible losses		0,08
3.	Balance sheet value of depositary receipts underlying asset of which is shares of legal entities of the Republic of Kazakhstan specified in the rows 1 and 2 of this table, less reserve for possible losses		0,08
4.	Balance sheet value of investment funds’ participatory interest having rating at least “BBBm-“ according to international scale “Standard & Poor's principal stability fund ratings” or at least “BBBf-“ of “Standard & Poor's Fund credit quality ratings”, less reserve for possible losses		0,08
5.	Stock balance sheet value of legal entities included into the second category of “shares’ sector of official list of stock exchange, less reserve for possible losses		0,14
6.	Balance sheet value of depositary receipts underlying asset of which is shares of legal entities of the Republic of Kazakhstan specified in the row 5 of this table		0,14
7.	Stock balance sheet value of foreign issuers having rating at least “ВВВ-“ according to international scale of “Standard & Poor's” or rating of the similar level from one of the other rating agencies, less reserve for possible losses		0,12
8.	Balance sheet value of depositary receipts underlying asset of which is shares of issuers specified in the row 7 of this table		0,12
9.	Balance sheet value of participatory interests of interval mutual investment funds managing company of which is a legal entity established under legislation of the Republic of Kazakhstan, included into official list of stock exchange		0,14
	Total funds risk		Х

Chief executive officer or person authorized to sign statement    __________________

(Surname, Name, Patronymic if any)    (Signature)

Chief Accountant    __________________

(Surname, Name, Patronymic if any)    (Signature)

Stamp

Supplement 8 to Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets

___________________________________________________________

Name of Organization

Calculations of R1 Ratio Values

as of “____” ___________ 200__