On Approval of Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets (стр. 6 )

Chief executive officer or person authorized to sign statement    __________________

(Surname, Name, Patronymic if any)    (Signature)

Chief Accountant    __________________

(Surname, Name, Patronymic if any)    (Signature)

Stamp

Supplement 4 to Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets

___________________________________________________________

Name of Organization

Total Interest Rate Risk

as of “____” ___________ 200__

(in KZT thous.)

Zones	Time Frames	Value of Financial Instruments	Weighting Coefficient	Value of Weighted Financial Instruments
1	2	3	4	5
1	Less than 1 month		0,00
1-3 months		0,002
3-6 months		0,004
6-12 months		0,007
Zone 1 Total	х	х
2	1-2 years		0,0125
2-3 years		0,0175
3-4 years		0,0225
Zone 2 Total	х	х
3	4-5 years		0,0275
5-7 years		0,0325
7-10 years		0,0375
10-15 years		0,045
15-20 years		0,0525
over 20 years		0,06
Zone 3 Total	х	х
4	Overall Interest Rate Risk	Total Amount	х

Chief executive officer or person authorized to sign statement  __________________

(Surname, Name, Patronymic if any)    (Signature)

Chief Accountant    __________________

(Surname, Name, Patronymic if any)    (Signature)

Stamp

Explanatory notes to completion table:

Total interest rate risk is zonally sum of value of weighted financial instruments.

Financial instruments with fixed rate shall be distributed by time-frames in accordance with remaining period to maturity.

Financial instruments with floating rate shall be distributed by time-frames due to remaining period to rate revision date.

Financial instruments date of performance of which is at the boundary of two time-frames shall be distributed to earlier time-frame.

Supplement 5 to Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets

Statement

on Average Value of One Conventional Unit of Pension Assets

(short name of accumulative pension fund in the genitive), being under investment management (short name of organization performing investment management of pension funds in the genitive) for (name of the month) (digital notation of the year)

(with two decimal place)

Date	Received pension contributions	Transfers from other funds	Received penalty	Remuneration of custodian bank1	Payments and transfers	Amounts before clearing up
for untimely transfer of pension contributions	for untimely investment of pension assets	paid	accrued
1	2	3	4	5	6	7	8	9
Date, month, year

Table continuation