On Approval of Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets (стр. 9 )

Chief executive officer or person authorized to sign statement    __________________

(Surname, Name, Patronymic if any)    (Signature)

Chief Accountant    __________________

(Surname, Name, Patronymic if any)    (Signature)

Stamp

Supplement 9 to Instruction on Regulatory Values of Prudential Norms, Methods of Their Calculation for Organizations Performing Investment Management of Pension Assets

Additional Information for Prudential Norms Calculation

as of “____” __________ 200 __

____________________________________________

(Name of Organization)

(in KZT thous.)

Character No	Index Name	Balance Amount
1	2	3
8001	Land lots being in ownership or used permanently
8002	Buildings and edifices being in ownership
8003	Machinery and equipment being in ownership, except for transport facilities
8004	Other capital assets
8005	Account receivable (less reserve for possible losses) of legal entities that are not affiliates to organization, less accounts receivable of employees and other persons overdue for the period less than three days under the terms and conditions of the agreement
8006	Account receivable (less reserve for possible losses) of legal entities that are not affiliates to organization, less accounts receivable of employees and other persons overdue for the period less than ninety days under the terms and conditions of the agreement
8007	Other accounts receivable (less reserve for possible losses)
8008	Refined precious metals and metal deposits
8009	Other intangible assets
8010	Shares of legal entities of the Republic of Kazakhstan which are not affiliates to organization having rating at least “ВВ-“ in accordance with international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies, or rating at least “kzВВ-“ in accordance with national scale of “Standard & Poor's” agency, less reserve for possible losses
8011	Shares of legal entities which are not affiliates to organization, included into the first category of “shares” sector of official list of stock exchange, less reserve for possible losses
8012	Shares of legal entities which are not affiliates to organization, included into the second category of “shares” sector of official list of stock exchange, less reserve for possible losses
8013	Depositary receipts, underlying assets of which are shares of foreign issuers having rating at least “ВВВ-“ according to international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies, less reserve for possible losses
8014	Depositary receipts, underlying assets of which are shares of legal persons of the Republic of Kazakhstan having rating at least “BВ-“ according to international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies, or rating at least “kzBВ-“ in accordance with national scale of “Standard & Poor's” agency, less reserve for possible losses
8015	Depositary receipts, underlying assets of which are shares of legal entities included into the first category of “shares” sector of the official list of stock exchange, less reserve for possible losses
8016	Depositary receipts, underlying assets of which are shares of legal entities included into the second category of “shares” sector of the official list of stock exchange, less reserve for possible losses
8017	Non-government debt securities of the legal entities of the Republic of Kazakhstan issued in accordance with legislation of the Republic of Kazakhstan and other countries, which are not affiliates to organization, having rating at least “ВB-“ according to international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies, or rating at least “kzBВ-“ in accordance with national scale of “Standard & Poor's” agency (with consideration of amounts of the principal debt and benefits accrued), less reserve for possible losses
8018	Non-government debt securities of the legal entities of the Republic of Kazakhstan issued in accordance with legislation of the Republic of Kazakhstan and other countries, which are not affiliates to organization, having rating from “B+” to “В-“ according to international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies, or rating at least “kzВ-“ in accordance with national scale of “Standard & Poor's” agency (with consideration of amounts of the principal debt and benefits accrued), less reserve for possible losses
8019	Non-government debt securities issued by organizations of the Republic of Kazakhstan in accordance with legislation of the Republic of Kazakhstan and other countries, included into sub-category “debt securities without rating of the first sub-category” of the official list of stock exchange, (with consideration of amount of the principal debt and benefits accrued) less reserve for possible losses
8020	Other securities
8021	Current account money in second-tier banks of the Republic of Kazakhstan
8022	Current account money in central securities depositary
8023	Current account money in non-resident banks which have long-term and/or short-term individual rating at least “BBB-“ in accordance with international scale of «Standard & Poor's» agency or rating of the similar level from one of the other rating agencies
8024	Current account money in non-resident organizations rendering banking services to organizations for execution of operations in organized securities market
8025	Deposits at the National Bank of the Republic of Kazakhstan
8026	Deposits at the second-tier banks of the Republic of Kazakhstan (with consideration of amounts of the principal debt and benefits accrued), less reserve for possible losses provided by compliance with one of the following terms: Banks shall have long-term credit rating at least “BB-“ in accordance with international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies, or rating of at least “kzВВ-“ in accordance with national scale of “Standard & Poor's”; Banks shall be resident bank subsidiaries, non-resident parent bank of which has long-term credit rating at least “А-“ in accordance with international scale of “Standard & Poor's” or rating of the similar level from one of the other rating agencies;
8027	Deposits at the second-tier banks of the Republic of Kazakhstan provided that those banks are emitting banks included into the first category of “shares” sector of official list of stock exchange (with consideration of amounts of the principal debt and benefits accrued), less reserve for possible losses
8028	Deposits at the non-resident banks having long-term and/or short-term individual rating at least “BBB-“ in accordance with international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies (with consideration of amounts of the principal debt and benefits accrued), less reserve for possible losses
8029	Government securities of the Republic of Kazakhstan including issued in accordance with legislation of the other countries (with consideration of amounts of the principal debt and benefits accrued), less reserve for possible losses
8030	Securities of foreign countries having sovereign rating at least “ВВВ-“ according to international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies (with consideration of amounts of the principal debt and benefits accrued), less reserve for possible losses
8031	Non-government debt securities of foreign issuers having rating at least “ВВВ-“ according to international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies (with consideration of amounts of the principal debt and benefits accrued), less reserve for possible losses
8032	Shares of foreign issuers having rating at least “ВВВ-“ according to international scale of “Standard & Poor's” agency or rating of the similar level from one of the other rating agencies, less reserve for possible losses
8033	Securities of international financial organizations (with consideration of amounts of the principal debt and benefits accrued), less reserve for possible losses
8034	Shares of organizers of securities tenders and other legal entities being a part of securities market infrastructure, shareholders of which are securities market professional participants, less reserve for possible losses

Chief executive officer or person authorized to sign statement    __________________

(Surname, Name, Patronymic if any)    (Signature)

Chief Accountant    __________________

(Surname, Name, Patronymic if any)    (Signature)

Stamp